Important Dates re: Identity Theft Red Flag Rules of Regulation S-ID

Regulation S-ID, which we wrote about on April 15, becomes effective on May 20, 2013.  All affected firms must be in compliance with the new rules by November 20, 2013. It’s not too soon to review the impact of this new rule on your firm and amend or add policies and procedures for compliance. Feel free to contact me at ddawe@wnj.com for assistance.